-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RqWfQ4CDALdIvDN9hBQa3v9A9S+FZA/gYPyTor4oni+CS0zTtRd1TXX5OVMnOlbV E1f3ay4VMN47fTPVGlrNQw== 0000950134-06-003054.txt : 20060214 0000950134-06-003054.hdr.sgml : 20060214 20060214172059 ACCESSION NUMBER: 0000950134-06-003054 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 GROUP MEMBERS: HALL MACPHERSON FAMILY TRUST GROUP MEMBERS: SANDRA MACPHERSON FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Hall Noel F CENTRAL INDEX KEY: 0001352907 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: (250) 744-2488 MAIL ADDRESS: STREET 1: C/O ASPREVA PHARMACEUTICALS CORPORATION STREET 2: 1203-4464 MARKHAM STREET CITY: VICTORIA STATE: A1 ZIP: V8Z 7X8 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Aspreva Pharmaceuticals CORP CENTRAL INDEX KEY: 0001314026 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 980435540 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80606 FILM NUMBER: 06617351 BUSINESS ADDRESS: STREET 1: 1203-4464 MARKHAM STREET CITY: VICTORIA STATE: A1 ZIP: V8Z 7X8 BUSINESS PHONE: (250) 744-2488 MAIL ADDRESS: STREET 1: 1203-4464 MARKHAM STREET CITY: VICTORIA STATE: A1 ZIP: V8Z 7X8 SC 13G 1 f17453nhsc13g.htm SCHEDULE 13G sc13g
 

 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. )*

Aspreva Pharmaceuticals Corporation
(Name of Issuer)
Common Shares, no par value, and associated share purchase rights
(Title of Class of Securities)
04538T 10 9
(CUSIP Number)
December 31, 2005
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
Noel F. Hall
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Victoria, British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   52,301
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   2,177,2751
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   52,301
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    2,177,2751
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  2,229,5761
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o     Not Applicable.
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  6.5%1
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
Sandra MacPherson
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Victoria, British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   2,177,2751
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    2,177,2751
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  2,177,2751
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o     Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  6.4%1
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN


 

                     
CUSIP No.
 
04538T 10 9
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
Hall MacPherson Family Trust
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Victoria, British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   128,400
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    128,400
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  128,400
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o Not applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0.04%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO


 

Item 1.
  (a)   Name of Issuer
 
      Aspreva Pharmaceuticals Corporation
 
  (b)   Address of Issuer’s Principal Executive Offices
 
      1203-4464 Markham Street, Victoria, British Columbia, Canada V8Z 7X8
Item 2.
  (a)   Name of Person Filing
 
      Noel F. Hall
 
      Sandra MacPherson
 
      Hall MacPherson Family Trust
 
  (b)   Address of Principal Business Office or, if none, Residence
 
      c/o Aspreva Pharmaceuticals Corporation
1203-4464 Markham Street, Victoria, British Columbia, Canada V8Z 7X8
 
  (c)   Citizenship
 
      Noel F. Hall                                                 Victoria, British Columbia, Canada
 
      Sandra MacPherson                                   Victoria, British Columbia, Canada
 
      Hall MacPherson Family Trust                 British Columbia, Canada
 
  (d)   Title of Class of Securities
 
      Common Shares, no par value, and associated share purchase rights
 
  (e)   CUSIP Number
 
      04538T 10 9
Item 3.   If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
   
 
(a)   o Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o);
 
(b)   o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
(c)   o Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c);
 
(d)   o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
(e)   o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
(f)   o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
(g)   o A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G);
 
(h)   o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
(i)   o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
(j)   o Group, in accordance with §240.13d-1(b)(1)(ii)(J)
Page 5 of 8 pages

 


 

Item 4.   Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
             
(a)
  Amount Beneficially Owned:        
 
  Noel F. Hall   2,229,5761
 
  Sandra MacPherson   2,177,2751
 
  Hall MacPherson Family Trust     128,400  
 
           
(b)
  Percent of Class:        
 
           
 
  Noel F. Hall   6.50%1
 
  Sandra MacPherson   6.40%1
 
  Hall MacPherson Family Trust     0.04 %
 
           
(c)
  Number of shares as to which the person has:        
 
           
 
  (i) Sole power to vote or to direct the vote:        
 
           
 
  Noel F. Hall     52,301  
 
  Sandra MacPherson     0  
 
  Hall MacPherson Family Trust     0  
 
           
 
  (ii) Shared power to vote or to direct the vote:        
 
           
 
  Noel F. Hall   2,177,2751
 
  Sandra MacPherson   2,177,2751
 
  Hall MacPherson Family Trust     128,400  
 
           
 
  (iii) Sole power to dispose or to direct the disposition of:        
 
           
 
  Noel F. Hall     52,301  
 
  Sandra MacPherson     0  
 
  Hall MacPherson Family Trust     0  
 
           
 
  (iv) Shared power to dispose or to direct the disposition of:        
 
           
 
  Noel F. Hall   2,177,2751
 
  Sandra MacPherson   2,177,2751
 
  Hall MacPherson Family Trust     128,400  
 
1   By virtue of their status as trustees of the Hall MacPherson Family Trust (the “Trust”), each of Noel F. Hall and Sandra MacPherson may be deemed to have shares beneficial ownership of the 128,400 shares held by the Trust.
Page 6 of 8 pages

 


 

     
Item 5.
  Ownership of Five Percent or Less of a Class
 
   
 
  Not applicable.
 
   
Item 6.
  Ownership of More than Five Percent on Behalf of Another Person
 
   
 
  Not applicable.
 
   
Item 7.
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
 
   
 
  Not applicable.
 
   
Item 8.
  Identification and Classification of Members of the Group
 
   
 
  Not applicable.
 
   
Item 9.
  Notice of Dissolution of a Group
 
   
 
  Not applicable.
 
   
Item 10.
  Certification
 
   
 
  Not applicable.
Page 7 of 8 pages

 


 

[SIGNATURE]
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
February 14, 2006    
Date    
     
     
     
 
         
     
  /s/ Noel F. Hall    
  Noel F. Hall   
     
 
         
     
  /s/ Sandra MacPherson    
  Sandra MacPherson   
     
 
         
  Hall MacPherson Family Trust
 
 
  By:   Noel F. Hall and Sandra MacPherson,
Co-Trustees of the Hall MacPherson Family Trust  
 
       
       
 
         
     
  By:   /s/ Noel F. Hall    
    Noel F. Hall, Trustee   
       
 
         
     
  By:   /s/ Sandra MacPherson    
    Sandra MacPherson, Trustee   
       
 
Page 8 of 8 pages

 

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